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So the newest 2309(c) case now holds that this statute is irrelevent
2106 and 2309

So the newest 2309(c) case now holds that this statute is irrelevent

By Jason Tenenbaum 2 min read

Why Trust This Analysis

This article is part of our ongoing 2106 and 2309 coverage, with 195 published articles analyzing 2106 and 2309 issues across New York State. Attorney Jason Tenenbaum brings 24+ years of hands-on experience to this analysis, drawing from his work on more than 1,000 appeals, over 100,000 no-fault cases, and recovery of over $100 million for clients throughout Nassau County, Suffolk County, Queens, Brooklyn, Manhattan, and the Bronx. For personalized legal advice about how these principles apply to your specific situation, contact our Long Island office at (516) 750-0595 for a free consultation.

CPLR 2309(c) Defects Can Be Cured After the Fact, Court Rules

In New York civil practice, proper document authentication and notarization requirements under CPLR 2309(c) have long been a source of procedural disputes. This statute requires that documents notarized outside New York State must be accompanied by a certificate of conformity to ensure their validity in New York courts. Failure to comply with these requirements has historically led to significant litigation delays and dismissed cases.

However, a recent Second Department decision provides important guidance on how courts should handle procedural defects in document submission. The ruling demonstrates the court’s willingness to apply curative measures rather than impose harsh penalties for technical violations, particularly when the underlying documentation requirements can still be satisfied.

This decision has significant implications for practitioners who frequently deal with out-of-state notarized documents in foreclosure actions, commercial litigation, and other civil matters where proper procedural compliance is essential but technical defects may occur.

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U.S. Bank Natl. Assn. v Dellarmo, 2012 NY Slip Op 02481 (2d Dept. 2012)

“The plaintiff’s failure to comply with CPLR 2309(c) in submitting various documents, including, among others, the corrective assignment, which were notarized outside the state but not accompanied with a certificate in conformity with CPLR 2309(c), was not a fatal defect, as such certification may be provided nunc pro tunc”see CPLR 2001….”

Key Takeaway

The Second Department’s ruling establishes that CPLR 2309(c) defects are curable rather than fatal. Courts can allow parties to provide the required certification “nunc pro tunc” (retroactively) under CPLR 2001, which grants courts broad discretion to cure procedural defects in the interest of justice. This practical approach prevents technical violations from derailing otherwise meritorious cases.


Legal Update (February 2026): Since this 2012 analysis of CPLR 2309(c) authentication requirements, New York courts have continued to develop jurisprudence regarding document notarization defects and curative measures. The procedural landscape for out-of-state notarized documents and certificate of conformity requirements may have evolved through subsequent appellate decisions and potential amendments to court rules. Practitioners should verify current provisions of CPLR 2309(c) and review recent case law to ensure compliance with current authentication standards.

Legal Context

Why This Matters for Your Case

New York law is among the most complex and nuanced in the country, with distinct procedural rules, substantive doctrines, and court systems that differ significantly from other jurisdictions. The Civil Practice Law and Rules (CPLR) governs every stage of civil litigation, from service of process through trial and appeal. The Appellate Division, Appellate Term, and Court of Appeals create a rich and ever-evolving body of case law that practitioners must follow.

Attorney Jason Tenenbaum has practiced across these areas for over 24 years, writing more than 1,000 appellate briefs and publishing over 2,353 legal articles that attorneys and clients rely on for guidance. The analysis in this article reflects real courtroom experience — from motion practice in Civil Court and Supreme Court to oral arguments before the Appellate Division — and a deep understanding of how New York courts actually apply the law in practice.

About This Topic

CPLR 2106 and 2309: Affirmation & Oath Requirements

CPLR 2106 governs who may submit an affirmation in lieu of an affidavit in New York courts, while CPLR 2309 addresses the requirements for oaths, affidavits, and the certification of out-of-state documents. These seemingly technical provisions have significant practical impact — an improperly executed affirmation or affidavit can render an entire summary judgment motion defective. These articles analyze the formal requirements, common defects, and court decisions that practitioners must navigate when preparing sworn statements.

195 published articles in 2106 and 2309

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Disclaimer: This article is published by the Law Office of Jason Tenenbaum, P.C. for informational and educational purposes only. It does not constitute legal advice, and no attorney-client relationship is formed by reading this content. The legal principles discussed may not apply to your specific situation, and the law may have changed since this article was last updated.

New York law varies by jurisdiction — court decisions in one Appellate Division department may not be followed in another, and local court rules in Nassau County Supreme Court differ from those in Suffolk County Supreme Court, Kings County Civil Court, or Queens County Supreme Court. The Appellate Division, Second Department (which covers Long Island, Brooklyn, Queens, and Staten Island) and the Appellate Term (which hears appeals from lower courts) each have distinct procedural requirements and precedents that affect litigation strategy.

If you need legal help with a 2106 and 2309 matter, contact our office at (516) 750-0595 for a free consultation. We serve clients throughout Long Island (Huntington, Babylon, Islip, Brookhaven, Smithtown, Riverhead, Southampton, East Hampton), Nassau County (Hempstead, Garden City, Mineola, Great Neck, Manhasset, Freeport, Long Beach, Rockville Centre, Valley Stream, Westbury, Hicksville, Massapequa), Suffolk County (Hauppauge, Deer Park, Bay Shore, Central Islip, Patchogue, Brentwood), Queens, Brooklyn, Manhattan, the Bronx, Staten Island, and Westchester County. Prior results do not guarantee a similar outcome.

Jason Tenenbaum, Personal Injury Attorney serving Long Island, Nassau County and Suffolk County

Reviewed & Verified By

Jason Tenenbaum, Esq.

Jason Tenenbaum is a personal injury attorney serving Long Island, Nassau & Suffolk Counties, and New York City. Admitted to practice in NY, NJ, FL, TX, GA, MI, and Federal courts, Jason is one of the few attorneys who writes his own appeals and tries his own cases. Since 2002, he has authored over 2,353 articles on no-fault insurance law, personal injury, and employment law — a resource other attorneys rely on to stay current on New York appellate decisions.

Education
Syracuse University College of Law
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Discussion

Comments (13)

Archived from the original blog discussion.

RZ
Raymond Zuppa
How do Courts do that. They’ve done it to me twice. Unless a statute is unconstitutional the Court cannot strke it down. This is the Court playing legislature which in reality becomes the Court stealing citizen’s votes: “the legislature is the embodiment of the people.” What a bung hole of a Country.
LR
Larry Rogak
The way I’m reading it, the court is only saying the certificate of conformity can be provided nunc pro tunc. The courts have been holding this in no-fault cases for quite a while. I don’t see this case saying the c of c is not necessary at all.
J
JT Author
It cited CPLR 2001. Form defects may be waived, and because they may be waived, it follows that nunc pro tunc relief would allow the document to be admissible in the first instance, sans c of c.
N
nycoolbreez
Does the RPL have its own version of CPLR rule 2001? It seems to me that CPLR rule 2001 governs litigation, but the assignment of a mortgage, its recording, and the standing that therefore results would be covered by the RPL and should not be corrected by reference to a statute designed to save a pleading. This is not about the assignment being admissible this is about the assignment being valid at the time the action was commenced, no?
DJ
Damin J. Toell
The RPL is only applicable in this scenario in the first place because CPLR 2309 says it is, so I’m not sure you can rely on CPLR 2309 while simultaneously disregarding CPLR 2001.
RZ
Ray Zuppa
I don’t know where this is going but I will say this. Two separate provisions of the CPLR. One cannot be interpreted to cancel the other out.
N
nycoolbreez
CPLR 2309 deals with oaths and affirmation, and 2309(a)only incorporates the RPL because it allows people authorized to take ACKNOWLEDGMENTS to give the oath. The RPL sect 291 et seq. governs the recording of INSTRUMENTS affecting real property, RPL 299-a. Allows INSTRUMENTS ACKNOWLEDGED out of the state to be conformed to NY law with the appropriate certificate of conformity much like CPLR 2309(C). CPLR 2001 by its language applies only in actions. I do not know if the RPL has a section like CPLR 2001 that allows defects in INSTRUMENTS to be saved nunc pro tunc. Maybe ZUPPA is right, maybe this is a BUNG HOLE of a country!
RZ
Ray Zuppa
The first sign that a nation is going bung hole is the hiring of mercenaries. I give you the end of the Roman Empire and the beginning of the end of the British Empire. I give you Kellog Brown & Root, a subsidiary of Haliburton, and Black Water as examples. Our own military used to protect itself; construct its own installations and provide its own logistical support. Now we hire people to do this. Our wars are about profits and much like a shell management company the siphoning of money. In this country’s case we use war to siphon money away from the middleclass to the Dick Cheneys of this once proud nation. That’s why there is one third less of us. We live in Gestapo Land. Good legal analysis Breeze. Now I actually understand the issues.
N
nycoolbreez
Damin J. Toell is correct, in that 2309(c) incorporates the RPL to the extent a certificate of conformity is acceptable so long as it is sufficient enough to entitle a deed to be registered. on re-reading my post I did not make that clear.
RZ
ray zuppa
Where’s the Deed? Where’s the certificate of conformity? “I went back to New York, but my City was gone …”
SB
square badge square pants
Zuppa you are confusing you’re hatred of yourself with hatred of America. There is only one power on earth that has consistently stopped empires bent on world enslavement – and that is this one. The United States stopped Nazi Germany, Imperial Japan, the Soviet Union and we are going to stop Fascist Jihadism next. Perhaps you should introduce the vagaries of No Fault litigation to Quebec since you are so disgusted with this once proud nation – which, to my mind, is still and should still be proudest of the nations on the face of this earth.
RZ
Raymond Zuppa
Square Badge my love for myself is infamously incredible. This not the America that beat the Nazis or Imperial Japan. You are seriously confused sir. You must be doing the same drugs as your hero Rush “fat boy” Limbaugh. This is the Country of 5 draft deferment Dick “Dick” Cheney. This is the Fascist Country that invaded Iraq for corporate profits and then gave it to Iran — the real enemy. BTW Dick “the dick” Cheney got around the ban on doing business with Iran by forming an offshore subsidiary of Haliburton called Kellog Brown and Root. That’s the company that supplied our troops in Iraq feces laden water. Are you suggesting that I move to Canada. I will suggest what I always suggest. You or any surrogate you want — beat me in a fight; legal in a gym in N.J. and I will leave the country and go to Canada. I so savor beating you or some other trailer park, skoal spitting, cousin fornicating right wing jack ass to a pulp.
H
HeyHeyHey
Hey Zuppa, guess what? People made money off of World War II, and World War I and the Spanish-American War and every war Americans have ever been involved in. War requires supplies, and supplies have to be made and paid for, and no one makes supplies at a loss. Process that. Dick Cheney applied for and received 5 draft deferments, yes. But your boy Bill Clinton got his buddy, Senator Fulbright, to use his influence to exempt him from the draft. I’d like you to whine about that, please. Do you have any facts to support the claim that the US invaded Iraq for corporate profit, or is that just a leftist talking point you repeat like an idiot parrot? BTW, Kellogg Brown and Root has been in existence since approximately 1989. It wasn’t formed by Cheney. Kellogg and Brown and Root have each been in existence since the early 20th Century. Try to verify your leftist nonsense before you spout it. Will beating you in a fight cause you to move to Canada like all the Hollywood lefties promised to move if Bush got elected or reelected? Another internet tough guy. Wow. That’s new.

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