NY EBT Venue Rules & Undue Hardship Exceptions | JTNY Law

Key Takeaway

Learn when NY courts grant EBT venue exceptions for undue hardship. Expert analysis of deposition alternatives including videoconferencing options. Call 516-750-0595.

Introduction

Examination Before Trial (EBT) venue rules play a crucial role in New York personal injury litigation, determining where depositions must be conducted and when exceptions may be granted. For attorneys and clients across Long Island and New York City, understanding when courts will deviate from standard venue requirements due to undue hardship can significantly impact case strategy and costs.

The Law Office of Jason Tenenbaum regularly handles complex personal injury cases throughout Nassau County, Suffolk County, and the five boroughs, where EBT scheduling and venue issues frequently arise. Our experience with deposition practice demonstrates the importance of understanding the flexible approaches courts may take when standard venue rules create genuine hardship for parties or witnesses.

Understanding EBT Venue: The General Rule

Under New York Civil Practice Law and Rules (CPLR) Section 3110(1), depositions of parties to an action are generally held in the county where the action is pending. This straightforward rule provides predictability and ensures that most depositions occur in familiar courthouse settings or nearby facilities.

However, this general rule must be balanced against practical considerations and fairness principles. When strict adherence to venue requirements would create genuine hardship, New York courts have developed flexible approaches that prioritize substance over rigid procedural compliance.

The Landmark Gartner Decision

The Appellate Division examined the provision of the CPLR deposition venue statute as it applies to parties who would be significantly inconvenienced in coming to a downstate deposition center, when they reside a lengthy distance from that location. In Gartner v Unified Windows, Doors & Siding, Inc., 2009 NY Slip Op 09186 (2d Dept. 2009), the Appellate Division observed the following:

“While depositions of the parties to an action are generally held in the county where the action is pending (see CPLR 3110), if a party demonstrates that conducting his or her deposition in that county would cause undue hardship, the Supreme Court can order the deposition to be held elsewhere (see LaRusso v Brookstone, Inc., 52 AD3d 576, 577; Hoffman v Kraus, 260 AD2d 435, 437). Here, the Supreme Court providently exercised its discretion in denying the appellant’s motion to compel Dora Lillian Alvarado Hernandez, a plaintiff in Action No. 1, and the infant children of David Leonard Coy-Sanchez and Elquin Astaiza Ceballos, the decedents in Action Nos. 1 and 2, respectively, to appear in New York for depositions upon oral examination. The Supreme Court further providently exercised its discretion in granting the cross motion of the plaintiffs in Action No. 1 to compel the appellant to take any deposition upon oral examination of Hernandez and Coy-Sanchez’s infant son (hereinafter the infant son) in Colombia, or to take the depositions of those persons upon written questions, when it determined that the infant son and Hernandez, the wife of the decedent in Action No. 1—who are the next of kin and the real parties in interest—were unable to leave Colombia to travel to New York for deposition (see Hoffman v Kraus, 260 AD2d at 437). Given this undue hardship, it was appropriate for the Supreme Court to [*2]find that an exception to the rule articulated in CPLR 3110(1) was warranted.

The Supreme Court proposed three viable, nonexclusive solutions to the appellant with respect to conducting the outstanding depositions of Hernandez and the infant son pursuant to CPLR 3108: (1) flying the appellant’s New York counsel to Bogota, Colombia, to conduct the depositions upon oral examination at the United States Embassy in that city, with the travel costs and cost of translation to be borne by the plaintiffs in Action No. 1, (2) retaining local counsel in Bogota to conduct the depositions upon oral examination at that location, and (3) conducting the depositions upon written questions. We note that, in addition, those depositions may also be conducted via videoconferencing pursuant to CPLR 3113(d), with the deponents remaining at the United States Embassy in Bogota, Colombia (see Rogovin v Rogovin, 3 AD3d 352, 353). If the appellant elects to pursue this option, the cost of such videoconferencing is to be borne by the plaintiffs in Action No. 1 (see CPLR 3113).”

The Appellate Division has now approved the use of a smorgasbord of options in order to alleviate the problem of the deponent who lives a lengthy distance from the county where the action is venued.

Defining “Undue Hardship” in Practice

The Gartner decision illustrates how New York courts approach the “undue hardship” standard in practice. Courts consider multiple factors when evaluating whether standard venue requirements should be modified:

Geographic Distance and Travel Requirements

Extreme geographic separation, as in Gartner where deponents resided in Colombia, clearly constitutes undue hardship. However, courts also recognize hardship in cases involving significant domestic travel, particularly when deponents face financial constraints or health limitations.

Immigration and Legal Status Issues

When deponents cannot legally travel to the United States or face immigration complications, courts readily find undue hardship. This protection extends to both documented immigrants who cannot risk leaving the country and undocumented individuals who fear detention.

Medical and Physical Limitations

Health conditions that make travel dangerous or impossible constitute strong grounds for venue modification. Courts have granted relief for deponents with serious illnesses, mobility limitations, or conditions requiring ongoing medical care.

Financial Constraints

Severe financial limitations that make travel prohibitively expensive may establish undue hardship, though courts typically expect some documentation of financial inability to travel.

Age and Capacity Considerations

Very young children, elderly individuals, or persons with mental capacity limitations may qualify for venue modifications, particularly when travel would be traumatic or impractical.

The Four-Option Framework from Gartner

The Gartner decision established a comprehensive framework offering four distinct approaches to resolving venue hardship issues:

Option 1: Attorney Travel to Deponent Location

This option requires the deposing attorney to travel to the deponent’s location, with costs typically borne by the party seeking the deposition or the party claiming hardship. Key considerations include:

Cost allocation and reasonableness
Security and logistical concerns
Availability of suitable deposition facilities
Court reporter and interpreter needs

Option 2: Local Counsel Retention

Engaging local counsel in the deponent’s jurisdiction offers efficiency and cost savings while ensuring proper legal representation. This approach works well when:

Qualified local counsel is available
The case involves straightforward factual issues
Document production requirements are manageable
Language barriers do not complicate proceedings

Option 3: Written Depositions

Depositions upon written questions provide a less expensive alternative, though they sacrifice the dynamic nature of oral examination. Written depositions work best for:

Straightforward factual inquiries
Document authentication needs
Cases with limited discovery disputes
Situations where follow-up questioning is unnecessary

Option 4: Videoconferencing Technology

CPLR 3113(d) explicitly authorizes videoconference depositions, and Gartner endorsed this modern solution. Videoconferencing offers several advantages:

Real-time interaction similar to in-person depositions
Cost savings compared to travel
Ability to observe non-verbal communication
Document sharing capabilities
Recording flexibility for later use

Practical Applications in Personal Injury Cases

The Gartner framework has broad applications in personal injury practice across Long Island and New York City:

Medical Malpractice Cases

Healthcare providers who have relocated to other states or countries may qualify for venue modifications. Similarly, patients who cannot travel due to medical conditions resulting from alleged malpractice may seek relief.

Motor Vehicle Accidents

When accidents involve out-of-state drivers who cannot return to New York for depositions, courts may order alternative arrangements. This is particularly common with commercial trucking cases where drivers live far from the accident location.

Construction and Workplace Accidents

Construction workers who return to their home countries after completing projects may be subject to venue modifications. Similarly, injured workers who cannot travel due to their injuries may qualify for special arrangements.

Product Liability Cases

Manufacturers’ representatives or expert witnesses located internationally may require venue accommodations, particularly in cases involving foreign-manufactured products.

Strategic Considerations for Attorneys

The Gartner decision provides strategic opportunities for both plaintiffs and defendants:

For Plaintiffs’ Attorneys

Consider early identification of potential venue issues
Document financial hardships that might support venue modifications
Evaluate whether alternative deposition methods might favor your client
Plan discovery strategy around potential venue limitations

For Defense Counsel

Assess whether opposing parties might claim hardship
Prepare cost-benefit analyses for different deposition options
Consider strategic advantages of different venue arrangements
Plan for potential delays associated with alternative arrangements

Cost Allocation and Practical Concerns

The Gartner decision addresses cost allocation, generally placing the burden on the party seeking the deposition or the party claiming hardship. However, practical considerations often influence actual arrangements:

Travel Costs

When attorneys must travel, costs can include airfare, accommodation, meals, and local transportation. Courts typically expect reasonable cost estimates and may require advance approval for expensive arrangements.

Technology Costs

Videoconferencing requires appropriate equipment, technical support, and secure connections. While generally less expensive than travel, these costs must still be allocated fairly between parties.

Interpreter and Court Reporter Fees

International depositions often require interpreters and may need court reporters familiar with foreign legal procedures. These specialized services can significantly increase costs.

Document Production Logistics

Alternative venue arrangements complicate document production and exhibit handling, potentially requiring additional coordination and expense.

Frequently Asked Questions

Q: What threshold must I meet to prove “undue hardship” for EBT venue modification?

A: Courts evaluate hardship case-by-case, considering factors like distance, cost, health, legal status, and practical ability to travel. The standard is flexible, focusing on genuine inability or extreme difficulty rather than mere inconvenience.

Q: Can I use videoconferencing for any deposition, or only in hardship cases?

A: CPLR 3113(d) permits videoconferencing with appropriate authorization, but courts more readily approve it when traditional venue creates hardship. For routine depositions, parties typically need agreement or court permission.

Q: Who pays for alternative deposition arrangements?

A: Cost allocation varies by circumstance. Generally, the party seeking the deposition or claiming hardship bears costs, but courts may split expenses based on case-specific factors and relative financial resources.

Q: How do I document financial hardship for venue modification?

A: Provide specific financial documentation showing inability to afford travel costs. This might include tax returns, benefit statements, medical bills, or affidavits detailing financial circumstances.

Q: Can witnesses other than parties claim venue hardship?

A: Yes, non-party witnesses may also seek venue modifications based on undue hardship, though the analysis considers their lesser connection to the litigation and different subpoena power limitations.

Modern Technology and Future Developments

Since Gartner, technology has continued evolving, making alternative deposition methods more practical and cost-effective:

Advanced Videoconferencing

Modern platforms offer high-quality video, document sharing, breakout rooms for attorney-client consultation, and secure recording capabilities. These improvements make videoconferencing increasingly attractive for routine depositions.

Remote Court Reporting

Digital court reporting and real-time transcription services enable professional documentation of remote depositions without requiring court reporters to travel.

Electronic Document Handling

Cloud-based document sharing and electronic exhibit systems reduce the logistical challenges of alternative venue depositions.

Security and Authentication

Enhanced security measures and identity verification protocols address concerns about remote deposition integrity and participant authentication.

Ethical Considerations

Alternative deposition arrangements raise important ethical considerations for attorneys:

Client Communication

Attorneys must clearly explain the implications of different deposition options, including potential strategic advantages and disadvantages of each approach.

Cost Disclosure

Clear advance disclosure of potential costs helps clients make informed decisions about deposition strategies and budgeting.

Quality of Representation

Attorneys must ensure that alternative arrangements don’t compromise the quality of representation or discovery effectiveness.

Professional Responsibility

When using local counsel or alternative arrangements, primary counsel must maintain appropriate oversight and case knowledge.

Impact on Case Management and Scheduling

The Gartner framework affects case management in several important ways:

Discovery Planning

Early identification of potential venue issues allows better discovery scheduling and case management, avoiding last-minute complications and delays.

Trial Preparation

Alternative deposition arrangements may affect how testimony is presented at trial, particularly if depositions were conducted via videoconference or with interpreter assistance.

Settlement Negotiations

Discovery limitations or costs associated with alternative venues may influence settlement timing and valuations.

Conclusion

The Gartner decision represents a watershed moment in New York deposition practice, establishing a flexible framework that balances procedural requirements with practical realities. For personal injury attorneys and their clients throughout Long Island and New York City, this decision provides valuable tools for managing complex venue situations while ensuring fair access to discovery.

The four-option approach—attorney travel, local counsel, written depositions, and videoconferencing—offers creative solutions to geographic and practical challenges that once seemed insurmountable. As technology continues advancing, these alternatives become increasingly viable and cost-effective.

Success in applying the Gartner framework requires careful evaluation of each case’s specific circumstances, thorough documentation of hardship claims, and strategic thinking about which alternative best serves client interests. The decision’s emphasis on flexibility and practical solutions reflects modern legal practice’s evolution toward efficiency and accessibility.

At the Law Office of Jason Tenenbaum, we leverage the full range of deposition options recognized in Gartner to ensure our clients receive comprehensive discovery while managing costs and practical constraints. Our experience with complex venue issues across multiple jurisdictions provides valuable insights into which approaches work best in different circumstances.

For strategic legal representation that understands the complexities of EBT venue rules and alternative deposition methods, call 516-750-0595 today. Our team is experienced in navigating these procedural challenges while maximizing discovery effectiveness for our clients.

This analysis is provided for educational purposes and does not constitute legal advice. EBT venue issues require careful evaluation by qualified legal counsel familiar with current court practices and technological capabilities.

Legal Update (February 2026): The CPLR provisions governing EBT venue and undue hardship exceptions discussed in this 2009 post may have been subject to amendments or judicial interpretation changes over the intervening years. Additionally, court practices regarding remote depositions and virtual proceedings have evolved significantly, particularly following developments in civil practice rules that may affect traditional venue considerations. Practitioners should verify current CPLR 3110, 3108, and 3113 provisions and consult recent case law regarding undue hardship standards and available alternatives to in-person depositions.

Filed under: Discovery EBT Issues

NY EBT Venue Rules: When Courts Grant Undue Hardship Exceptions for Depositions